Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Richard Kazen is a financial advisor based in MARYSVILLE, WA. Dennis is a registered representative with Avantax Advisory Services and has been in the industry since 1998. Dennis has extensive experience in the financial services industry, having previously worked for 1ST GLOBAL CAPITAL CORP. and MONY SECURITIES CORPORATION. Dennis holds the Series 6, Series 7, Series 63 and Series 66 licenses. Dennis is committed to providing personalized financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
WA
10/25/2019 - Present
Avantax Advisory Services (MARYSVILLE WA)
WA
12/14/2004 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (MARYSVILLE WA)
NY
12/02/2003 - 12/17/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/14/1998 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
BOTH
Issued 01/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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