Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Casserly is a financial professional with over 25 years of experience in the financial services industry. Dennis currently works for Hold Brothers Capital LLC, where he is registered as a broker-dealer. Dennis has held several previous roles at other firms, including Avatar Securities, LLC, Quasar Trading, LLC, Coastal Trade Securities, LLC and Hold Brothers On-Line Investment Services L.L.C. Dennis has passed the Series 7, 31, 55, 57TO, 99TO, and SIE exams. Dennis holds a Series 63 and a Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/17/2023 - Present
Hold Brothers Capital LLC (NEW YORK NY)
NY
08/27/2014 - 11/06/2023
AVATAR SECURITIES, LLC (NEW YORK NY)
PR
03/06/2013 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NJ
09/12/2012 - 06/27/2013
COASTAL TRADE SECURITIES, LLC (SHORT HILLS NJ)
NY
03/06/2012 - 09/06/2012
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NJ
05/28/2010 - 09/06/2012
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (HOBOKEN NJ)
NJ
03/07/2003 - 05/28/2010
ASSENT LLC (HOBOKEN NJ)
NY
03/17/1998 - 10/23/2001
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
NY
11/25/1996 - 07/10/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
07/22/1995 - 11/29/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/28/1995 - 05/10/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 01/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/24/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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