Unclaimed
Dennis Wentzler is a financial advisor with Ba Securities, LLC in West Conshohocken, PA. Dennis has been in the financial services industry since 2006 and has a strong background in investment management. Dennis holds the Series 7, Series 7TO, Series 63, and Series 24 securities licenses. He is also registered with the state of Pennsylvania. Previously, Dennis worked at Goldman, Sachs & Co. and Sanford C. Bernstein & Co., LLC. Dennis is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/09/2022 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NJ
08/25/2003 - 07/29/2016
GOLDMAN, SACHS & CO. (JERSEY CITY NJ)
NY
12/07/2000 - 09/05/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
08/09/2000 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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