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Dennis Raymond Wentzler

BA Securities, LLC

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About Dennis Raymond Wentzler

Dennis Wentzler is a financial advisor with Ba Securities, LLC in West Conshohocken, PA. Dennis has been in the financial services industry since 2006 and has a strong background in investment management. Dennis holds the Series 7, Series 7TO, Series 63, and Series 24 securities licenses. He is also registered with the state of Pennsylvania. Previously, Dennis worked at Goldman, Sachs & Co. and Sanford C. Bernstein & Co., LLC. Dennis is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Dennis Wentzler is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Wentzler’s Registration & Firm History

PA

09/09/2022 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NJ

08/25/2003 - 07/29/2016

GOLDMAN, SACHS & CO. (JERSEY CITY NJ)

NY

12/07/2000 - 09/05/2003

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

08/09/2000 - 12/07/2000

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 09/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/09/2022

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Raymond Wentzler.
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