Unclaimed
Dennis Ray Wall is an experienced financial advisor with over 40 years in the industry. Dennis has a long history of experience, including roles at CETERA ADVISOR NETWORKS LLC, TOWER SQUARE SECURITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION and AETNA INVESTMENT SERVICES, INC. Dennis currently holds Series 6, 7, 26, 63 and SIE licenses. Dennis currently works for THE Ameriflex Group, a firm that manages over $6 billion in assets. Dennis offers financial planning, pension consulting, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/11/2023 - Present
THE Ameriflex Group (Lubbock TX)
TX
09/03/2013 - 09/12/2023
CETERA ADVISOR NETWORKS LLC (LUBBOCK TX)
TX
04/19/2000 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (LUBBOCK TX)
IN
01/04/1999 - 05/01/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CT
10/15/1993 - 01/12/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BC
Issued 06/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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