Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Ray Throckmorton is a financial professional with over 35 years of experience in the industry. Dennis is currently registered with Osaic Wealth, Inc., and provides financial services to a variety of clients, including individuals, families, and businesses. Dennis has a broad range of experience, including investment advisory, insurance, and real estate. Dennis is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/14/2024 - Present
Osaic Wealth, Inc. (RICHMOND VA)
VA
08/25/2017 - 06/14/2024
SECURITIES AMERICA, INC. (RICHMOND VA)
VA
05/21/2007 - 09/01/2017
NEXT FINANCIAL GROUP, INC. (RICHMOND VA)
VA
10/03/1991 - 05/15/2007
INTERSECURITIES, INC. (RICHMOND VA)
VA
02/28/1991 - 10/07/1991
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
MA
12/12/1987 - 04/11/1989
MANEQUITY, INC. (BOSTON MA)
NA
06/27/1984 - 12/20/1985
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 12/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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