Unclaimed
Dennis Ray Herndon is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Newport News, Virginia. Dennis has been in the financial services industry since 2015 and is registered with the state of Virginia as well as numerous other states. Dennis' previous experience includes working with Wells Fargo Advisors Financial Network, LLC. Dennis also has a strong background in support services and investment planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
04/16/2021 - Present
Raymond James Financial Services Advisors, Inc. (Newport News VA)
VA
06/10/2015 - 04/23/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NEWPORT NEWS VA)
BOTH
Issued 07/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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