Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Ray Bacon is a financial advisor with over 28 years of experience in the industry. Dennis is currently registered with Raymond James Financial Services Advisors, Inc. and has previously worked with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO ADVISORS, LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., WALNUT STREET SECURITIES, INC. and LOCUST STREET SECURITIES, INC.. Dennis holds Series 6, 7, 24, 51, 63, and 65 licenses as well as the SIE. Dennis also holds the Certified Financial Planner designation. Dennis provides financial planning, portfolio management, pension consulting, and other investment related services to individuals, corporations, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
03/04/2015 - Present
Raymond James Financial Services Advisors, Inc. (LEES SUMMIT MO)
KS
05/18/2012 - 02/18/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LEAWOOD KS)
KS
11/24/2009 - 05/18/2012
WELLS FARGO ADVISORS, LLC (OVERLAND PARK KS)
MO
04/23/2001 - 11/27/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (LEES SUMMIT MO)
CA
09/30/1996 - 04/23/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
09/26/1994 - 05/08/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
12/08/1993 - 10/07/1994
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 11/03/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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