Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Laird is a financial advisor at RFG Advisory, LLC, with over 30 years of experience in the industry. Dennis has a diverse background with experience at several reputable firms including Ameriprise Financial Services, Inc., LPL Financial LLC, and Morgan Stanley. Dennis holds multiple licenses including Series 7, 9, 10, 63, and 65 and has a focus on financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
12/07/2016 - Present
RFG Advisory, LLC (BIRMINGHAM AL)
AL
12/02/2016 - 06/08/2018
LPL FINANCIAL LLC (VESTAVIA HILLS AL)
AL
10/15/2010 - 12/06/2016
AMERIPRISE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
06/01/2009 - 11/04/2010
MORGAN STANLEY SMITH BARNEY (BIRMINGHAM AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM AL)
AL
08/26/2005 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM AL)
MO
07/01/2003 - 08/29/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/05/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/24/1985 - 10/12/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Laird is the right advisor for you? Invested Better is here to help.
