Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Marvin is an investment advisor representative with LPL Financial LLC. Dennis has been in the securities industry since January 9, 1988. Dennis has been registered with LPL Financial LLC since January 1997. Dennis has experience in the securities industry with previous roles at Fifth Third Securities, Inc., FN Investment Center, and Security First Financial, Inc. Marvin holds a Series 6, Series 7, Series 24, and Series 63 license. Marvin also holds a SIE license. Marvin is registered to provide investment advisory services in California, Connecticut, Florida, Louisiana, Maine, Massachusetts, Minnesota, New York, North Carolina, Ohio, Rhode Island, South Carolina, Texas, and Wisconsin. Marvin has been providing investment advisory services to individual investors, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other investment advisors. Marvin also provides consulting and other non-discretionary advisory services. Dennis Marvin is dedicated to providing clients with the financial advice and guidance they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/08/2013 - Present
LPL Financial LLC (WOOSTER OH)
OH
01/22/1996 - 01/22/1997
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
CA
03/12/1994 - 01/19/1996
FN INVESTMENT CENTER (SACRAMENTO CA)
CA
06/10/1988 - 12/31/1992
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
10/09/1985 - 08/04/1986
SECURITY FIRST FINANCIAL, INC.
NA
10/16/1984 - 07/31/1985
FIRST INVESTORS CORPORATION
BC
Issued 11/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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