Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Radek is an investment advisor representative with Fidelity Personal And Workplace Advisors. Dennis has been in the securities industry since 2004. Dennis is registered with the Securities and Exchange Commission and holds Series 7, 7TO, 63, 66, and SIE licenses. Dennis is also registered in 53 states and 2 jurisdictions as an investment advisor. Dennis has experience working with various client types, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Dennis' specializations include investments, mutual funds, variable life insurance, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
05/23/2023 - Present
Fidelity Personal AND Workplace Advisors (HENDERSON NV)
AZ
02/03/2020 - 05/15/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
NV
09/17/2019 - 01/24/2020
W&S BROKERAGE SERVICES, INC. (Las Vegas NV)
CO
08/05/2011 - 10/07/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
NV
10/18/2010 - 02/15/2011
INTERNATIONAL FINANCIAL SOLUTIONS, INC. (LAS VEGAS NV)
NV
11/19/2008 - 11/16/2009
VALIC FINANCIAL ADVISORS, INC. (LAS VEGAS NV)
AZ
07/30/2008 - 11/18/2008
ALLSTATE FINANCIAL SERVICES, LLC (ANTHEM AZ)
AZ
12/03/2007 - 07/14/2008
AMERIPRISE FINANCIAL SERVICES, INC. (PHOENIX AZ)
NV
05/01/2006 - 04/10/2007
SECURITIES AMERICA, INC. (LAS VEGAS NV)
AZ
06/27/2003 - 04/10/2006
EDWARD JONES (PHOENIX AZ)
NY
05/15/2001 - 07/02/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/22/1999 - 05/18/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/02/1998 - 08/17/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/08/1996 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MO
08/25/1993 - 06/20/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/01/1992 - 08/04/1993
FOSTER JEFFRIES CO., INC. (WESTBURY NY)
NA
04/08/1992 - 04/24/1992
FIRST CHOICE SECURITIES CORP.
BOTH
Issued 05/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Dennis Radek is the right advisor for you? Invested Better is here to help.
