Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis R Hammond is a financial advisor based in Augusta, Georgia. Dennis has been working in the financial services industry since February 20, 1991. Dennis is currently registered with First Trust Advisors LP and holds Series 7, 24, 27, 3, 63 and 65 licenses. Dennis has previously worked for INVESTMENT MANAGEMENT & RESEARCH, INC and PORTER & HAMMOND SERVICES, INC. Dennis' firm, First Trust Advisors LP, is an investment advisory firm based in Wheaton, Illinois that manages over $210 Billion in assets. First Trust Advisors LP provides advisory services to individuals, businesses, investment companies, and pooled investment vehicles. First Trust Advisors LP's advisory services include portfolio management, publication of periodicals, and selection of other advisers. Dennis is also a board member of World Harvest Missions and a member of the Francesco Collaborative Workshop.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
GA
03/20/2023 - Present
First Trust Advisors LP (AUGUSTA GA)
NA
09/26/1980 - 07/01/1993
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
11/16/1988 - 05/31/1990
PORTER & HAMMOND SERVICES, INC.
BC
Issued 05/05/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/27/1984
Series 24 - General Securities Principal Examination
BC
Issued 03/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Hammond is the right advisor for you? Invested Better is here to help.
