Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Dercks is a registered investment advisor representative associated with Osaic Wealth, Inc. Dennis has been in the securities industry since 1985. Dennis has 10 years of experience with Securities America, Inc. and has been registered in 11 states, including California, Colorado, Florida, Georgia, Illinois, Michigan, Minnesota, New York, Pennsylvania, and Wisconsin. Dennis also has one year of experience with Securities Service Network, LLC, and over three years of experience with SII INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
06/14/2024 - Present
Osaic Wealth, Inc. (SEYMOUR WI)
WI
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (SEYMOUR WI)
WI
11/06/2017 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (SEYMOUR WI)
WI
06/06/2016 - 11/06/2017
SII INVESTMENTS, INC. (GREENVILLE WI)
WI
08/13/2001 - 06/09/2016
FSC SECURITIES CORPORATION (GREENVILLE WI)
WI
01/25/1990 - 08/27/2001
SII INVESTMENTS, INC. (APPLETON WI)
CT
01/05/1989 - 01/30/1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
06/13/1989 - 12/31/1989
CAPITAL FINANCIAL SERVICES, INC.
ND
04/01/1986 - 12/31/1989
CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)
NA
12/09/1987 - 12/19/1988
CAPITAL FINANCIAL SERVICES, INC.
NA
12/23/1986 - 12/10/1987
COORDINATED CAPITAL SECURITIES OF WI INC.
NA
08/20/1985 - 04/08/1986
CHARTER SECURITIES CORPORATION
BOTH
Issued 09/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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