Unclaimed
Dennis Ahlm is a financial advisor with Ameriprise Financial Services, LLC in Rogers, MN. Dennis has been in the financial services industry since March 3, 1996. Dennis offers a variety of financial services, including financial planning, portfolio management, and educational seminars. Dennis has a wide range of experience and is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/19/2013 - Present
Ameriprise Financial Services, LLC (Rogers MN)
MN
01/22/2009 - 10/05/2009
RIVERSOURCE FUND DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
10/09/2007 - 12/31/2007
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
CT
04/11/2005 - 10/01/2007
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
MN
02/03/2004 - 02/07/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
NJ
11/01/1994 - 12/31/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 05/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/01/2010
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/02/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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