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Dennis Peter Lee

Wilmington Capital Securities, LLC

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About Dennis Peter Lee

Dennis Lee is a registered investment advisor representative with Wilmington Capital Securities, LLC. Dennis has been in the financial services industry since 2012. Dennis is a municipal securities principal and holds the Series 7, Series 24, Series 52, Series 53, Series 66, and Series 14 licenses. Dennis provides portfolio management services for individuals and financial planning services to clients at the Garden City, New York office. Dennis also serves as a supervisor of municipal bond trading activities at Trident Partners LTD.

Firm Information

Dennis Lee is currently registered with Wilmington Capital Securities, LLC. Wilmington Capital Securities, LLC is a Limited Liability Company registered in New York in 2004. The firm provides financial planning and portfolio management for individuals and businesses. They also offer wrap fee programs. Wilmington Capital Securities, LLC is registered with the SEC and with 49 state regulators. They manage approximately $243 million in assets and serve a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth.
Wilmington Capital Securities, LLC

600 OLD COUNTRY ROAD

GARDEN CITY, NY 11530

$243.01M

Assets Under Management

225

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Lee’s Registration & Firm History

NY

02/15/2019 - Present

Wilmington Capital Securities, LLC (GARDEN CITY NY)

NY

07/21/2020 - 10/07/2022

TRIDENT PARTNERS LTD. (WOODBURY NY)

NY

07/06/2012 - 12/26/2017

TRIDENT PARTNERS LTD. (WOODBURY NY)

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Licenses & Designations

BOTH

Issued 01/31/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/02/2020

Series 4 - Registered Options Principal Examination

BC

Issued 05/07/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/22/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2014

Series 52 - Municipal Securities Representative Examination

BC

Issued 07/05/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dennis Peter Lee. Review regulatory record here.
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