Unclaimed
Dennis Jacobi has over 25 years of experience in the financial services industry. Dennis is currently registered with BTIG, LLC, and is licensed in 14 states, including New York, California, Florida and Texas. Dennis is a Series 7, Series 63, Series 24 and SIE licensed representative and has held prior roles at Madison Williams and Company, BNP Paribas Prime Brokerage, Inc., Banc of America Securities LLC, Montgomery Securities and CS First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/02/2012 - Present
Btig, LLC (New York NY)
NY
11/08/2011 - 12/15/2011
MADISON WILLIAMS AND COMPANY (NEW YORK NY)
NY
08/19/2008 - 08/09/2011
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
10/01/1997 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
03/03/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
11/13/1995 - 01/23/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/10/1995 - 11/15/1995
FURMAN SELZ INCORPORATED (NEW YORK NY)
BC
Issued 06/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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