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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Barba is a financial advisor with over 30 years of experience in the financial services industry. Dennis is currently registered with Wells Fargo Advisors Financial Network, LLC and has offices in Beachwood, OH and Sarasota, FL. Dennis has experience with a variety of financial services, including portfolio management, financial planning and investment consulting. Dennis has extensive experience working with individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
04/05/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BEACHWOOD OH)
OH
01/23/2009 - 05/11/2015
UBS FINANCIAL SERVICES INC. (PEPPER PIKE OH)
OH
01/02/2004 - 01/28/2009
RAYMOND JAMES & ASSOCIATES, INC. (BEACHWOOD OH)
CT
04/16/1999 - 01/26/2004
ADVEST, INC. (HARTFORD CT)
NY
11/16/1995 - 04/21/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/20/1994 - 11/22/1995
J.C. BRADFORD & CO. (NEW YORK NY)
NY
07/17/1991 - 04/19/1994
COWEN & CO. (NEW YORK NY)
MO
12/14/1990 - 07/17/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/15/1990 - 12/18/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
08/26/1988 - 03/01/1990
COWEN & CO. (NEW YORK NY)
NA
07/11/1988 - 09/19/1988
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 11/08/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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