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Dennis Paul Emanuel

Chatsworth Securities LLC

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About Dennis Paul Emanuel

Dennis Emanuel is a financial professional with over 25 years of experience in the industry. Dennis holds a Series 7, 24, 63, 86 and 87 licenses and is registered with Chatsworth Securities LLC. Dennis is also a registered representative in Connecticut and New York. Dennis previously worked at ALPS Distributors, Inc., ALPS Portfolio Solutions Distributor, Inc., Citigroup Global Markets Inc., Salomon Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Dennis Emanuel is currently registered with Chatsworth Securities LLC. Chatsworth Securities LLC is a Limited Liability Company that was formed on March 20, 1996. The firm is registered in California, Connecticut, Florida, Massachusetts, New Jersey, and New York. They have one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Emanuel’s Registration & Firm History

CT

03/30/2022 - Present

Chatsworth Securities LLC (GREENWICH CT)

CO

01/03/2019 - 03/24/2020

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

03/13/2015 - 12/31/2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

NY

07/24/1998 - 10/23/2012

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/24/1998 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

10/23/1991 - 06/10/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/03/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/21/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Paul Emanuel.
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