Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Clark is a financial advisor with over 30 years of experience in the industry. Dennis is a CERTIFIED FINANCIAL PLANNER™ professional. He is currently registered with LPL Financial LLC in New York and New Jersey, and previously worked at Royal Alliance Associates, Inc., Vanderbilt Securities, LLC, North Ridge Securities Corp., Franklin Financial Services Corporation, and Jaron Equities Corp. Dennis's areas of expertise include investments, insurance, and real estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (NEW YORK NY)
NY
08/06/2010 - 08/12/2020
ROYAL ALLIANCE ASSOCIATES, INC. (LONG BEACH NY)
NY
06/05/2002 - 08/19/2010
VANDERBILT SECURITIES, LLC (LONG BEACH NY)
NY
06/01/1999 - 06/20/2002
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
TX
10/08/1996 - 06/29/1999
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NY
11/02/1990 - 10/10/1996
JARON EQUITIES CORP. (HICKSVILLE NY)
TX
09/22/1987 - 11/02/1990
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 09/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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