Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Thurman is a financial advisor with over 30 years of experience in the financial services industry. Dennis is a registered representative with Arete Wealth Advisors, LLC and is licensed to provide financial advice in Arizona, California, Colorado, Florida, Iowa, Minnesota, Nebraska, New Jersey, North Dakota, South Dakota, Texas, Washington, Wisconsin, and Wyoming. Dennis specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and pension and profit-sharing plans. He is also a partner in Thurman Venture Investments LLC and Apatheia Growth Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
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2
SD
01/23/2017 - Present
Arete Wealth Advisors, LLC (Sioux Falls SD)
SD
12/16/1994 - 12/31/2015
FIRST ALLIED SECURITIES, INC. (SIOUX FALLS SD)
CA
06/04/1993 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
IA
Issued 06/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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