Unclaimed
Dennis Murphy is a registered investment advisor representative with USAA Investment Services Co., with over 20 years of experience in the industry. Dennis has been registered in 53 states, the District of Columbia, and Puerto Rico. Dennis is also a registered investment advisor in Texas. Prior to joining USAA Investment Services Co., Dennis was with USAA Financial Advisors, Inc. and AXA Advisors, LLC. Dennis holds the Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Referrals
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Referral fees pursuant to a referral agreement
1
2
TX
01/08/2018 - Present
Usaa Investment Services Co. (SAN ANTONIO TX)
TX
12/08/2014 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
10/22/1998 - 11/06/2014
AXA ADVISORS, LLC (HIGHLAND VILLAGE TX)
NY
10/22/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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