Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Patrick McCormick is an investment professional with over 37 years of experience in the financial services industry. Dennis holds the Series 6, SIE and Series 63 licenses. Dennis has been registered with Northwestern Mutual Investment Services, LLC since 8/6/1984. Prior to joining Northwestern Mutual Investment Services, LLC, Dennis was registered with ROBERT W. BAIRD & CO. INCORPORATED from 2/18/1988 to 1/1/2002. Dennis is currently registered in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IL
08/06/1984 - Present
Northwestern Mutual Investment Services, LLC (SPRINGFIELD IL)
WI
02/18/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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