Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Lynch is a financial advisor with United Planners' Financial Services of America. Dennis is a registered representative and investment advisor in North Carolina, and holds licenses for securities (Series 7 and Series 66). Dennis has worked as a financial advisor for over 30 years. Dennis’ previous experience includes working for WADDELL & REED, UBS Financial Services Inc., Paine Webber, and Kidder, Peabody & Co. Incorporated. Dennis is a dedicated financial advisor who is passionate about helping people achieve their financial goals. Dennis specializes in providing financial planning services, including retirement planning, college savings, and estate planning. He also provides portfolio management for individuals and businesses.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/17/2016 - Present
United Planners' Financial Services OF America A Limited Partner (MATTHEWS NC)
NC
10/24/2013 - 06/17/2016
WADDELL & REED (CHARLOTTE NC)
NJ
01/05/2010 - 11/22/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
01/28/1995 - 10/28/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/18/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
04/20/1992 - 04/28/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/06/1991 - 04/15/1992
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
NY
08/06/1990 - 11/14/1991
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
MA
10/27/1989 - 08/10/1990
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
02/19/1986 - 01/30/1989
L. F. ROTHSCHILD & CO. INCORPORATED
BOTH
Issued 06/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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