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Dennis Patrick Gogarty

Raffa Investment Advisers

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About Dennis Patrick Gogarty

Dennis Gogarty is a financial professional with over 20 years of experience in the industry. Dennis is currently registered with Raffa Investment Advisers. Dennis has previously held positions at Investors Security Company, Inc. and MML Investors Services, Inc. Dennis has passed the Series 6, Series 7, and Series 66 exams. Dennis has a designation as a Certified Financial Planner and has a specialization in retirement planning, pension consulting, and selection of other advisors.

Firm Information

Dennis Gogarty is currently registered with Raffa Investment Advisers. Raffa Investment Advisers is an investment advisory firm with 1 licensed agent and 5 investment adviser representatives, managing $1.28 billion in assets. They primarily serve charitable organizations, pension and profit-sharing plans, high-net-worth individuals, and corporations or other businesses. Their services include retirement income planning, pension consulting, selection of other advisers, and portfolio management for individuals and businesses.

$1.28B

Assets Under Management

2

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement income planning

Retirement income planning

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Gogarty’s Registration & Firm History

DC

01/06/2024 - Present

Raffa Investment Advisers (WASHINGTON DC)

MD

01/27/2005 - 12/31/2008

INVESTORS SECURITY COMPANY, INC. (ROCKVILLE MD)

MA

10/25/2002 - 01/10/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BOTH

Issued 07/29/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2003

Series 7 - General Securities Representative Examination

BC

Issued 10/24/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dennis Patrick Gogarty.
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