Unclaimed
Dennis Oconnor is an Investment Advisor Representative at Blackridge Asset Management, LLC. Dennis has been in the financial industry since August 25, 1987. Dennis has a broad range of experience, having worked with several firms in the past, including CETERA ADVISORS LLC, LPL FINANCIAL LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Dennis is registered with the following states: Connecticut, New York, North Carolina, South Carolina, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/27/2023 - Present
Blackridge Asset Management, LLC (Northpoint NY)
NY
08/23/2013 - 11/30/2023
CETERA ADVISORS LLC (NORTHPORT NY)
NY
12/13/1993 - 09/18/2013
LPL FINANCIAL LLC (NORTHPORT NY)
NY
12/05/1990 - 12/15/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
06/13/1990 - 10/30/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/19/1988 - 06/13/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/22/1987 - 09/21/1988
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 07/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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