Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Omar Castro is a registered investment advisor representative with J.p. Morgan Securities LLC. Dennis Castro has been in the industry since 1997 and is registered in New Jersey and New York. Dennis Castro has previously worked at CHASE INVESTMENT SERVICES CORP., CHICAGO INVESTMENT GROUP, LLC, OPPENHEIMER & CO. INC., LADENBURG CAPITAL MANAGEMENT INC. and LADENBURG, THALMANN & CO., INC.. Dennis Castro holds Series 7, Series 63 and Series 65 licenses. Dennis Castro specializes in providing financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/03/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
03/11/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
09/09/2004 - 02/29/2008
CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)
NY
04/12/2002 - 09/13/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/02/2002 - 04/23/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
05/29/1997 - 01/02/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
IA
Issued 03/20/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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