Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Munsayac Ortiz-luis is a financial advisor with LPL Financial LLC. Dennis is a licensed and registered financial advisor in California and Texas. Dennis has been in the financial services industry since April 25, 2007. Previously, Dennis was employed by Raymond James Financial Services, Inc., Waddell & Reed, RBC Dain Rauscher Inc., Lehman Brothers Inc. and Bear, Stearns & Co. Inc.. Dennis holds the Series 63, 66, 7 and SIE licenses. Dennis has experience in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/16/2024 - Present
LPL Financial LLC (MANHATTAN BEACH CA)
CA
10/27/2017 - 08/02/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (Long Beach CA)
CA
06/16/2015 - 11/03/2017
WADDELL & REED (SHERMAN OAKS CA)
NY
07/03/2002 - 06/23/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
12/04/1998 - 07/08/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/22/1997 - 12/22/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 07/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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