Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Mikhno is a financial professional with over 19 years of experience in the securities industry. Dennis is currently registered with Citadel Securities LLC and Citadel Securities Institutional LLC, and has previously been employed by firms such as Morgan Stanley & Co. LLC and Barclays Capital Inc. Dennis is a licensed securities principal and holds the Series 4, 7, 24, 55, 57TO, and 99TO licenses. Dennis has a wide range of experience in the securities industry, including trading, operations, and sales. Dennis is committed to providing clients with personalized financial advice and investment strategies that meet their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/19/2023 - Present
Citadel Securities LLC (Miami FL)
NY
12/16/2022 - 08/03/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/18/2013 - 10/27/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/04/2012 - 09/25/2013
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
09/15/2011 - 09/25/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/15/2011 - 09/27/2012
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
12/01/2004 - 08/25/2011
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
12/10/2003 - 11/30/2004
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BC
Issued 06/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2007
Series 4 - Registered Options Principal Examination
BC
Issued 09/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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