Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Michael Zator is a financial advisor with over 40 years of experience in the financial services industry. Dennis is currently registered with Newbridge Financial Services Group, Inc. as a Registered Representative. Dennis is also registered as an Investment Advisor Representative with Newbridge Financial Services Group, Inc. in Illinois and Texas. Previously, Dennis was registered with Chicago Investment Group, LLC, Oppenheimer & Co. Inc., CIBC World Markets Corp., Bear, Stearns & Co. Inc., Bache Halsey Stuart Shields Incorporated, Bache Halsey Stuart Inc., Bache & Co Incorporated, and Bache & Co., Incorporated. Dennis specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Dennis is a Series 7, Series 5, Series 15, Series 63, Series 66 and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
FL
04/12/2018 - Present
Newbridge Financial Services Group, Inc. (BOCA RATON FL)
IL
11/20/2009 - 07/19/2010
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
IL
01/03/2003 - 11/17/2009
OPPENHEIMER & CO. INC. (CHICAGO IL)
NY
08/24/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/02/1979 - 08/28/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
09/16/1977 - 07/05/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
09/25/1975 - 02/27/1976
BACHE & CO., INCORPORATED
BOTH
Issued 05/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 11/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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