Unclaimed
Dennis Michael Wenzel is a financial advisor with Marex Capital Markets Inc. in Chicago, Illinois. Dennis has been in the industry since February 16, 2003. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, Series 30, and Series 63 licenses. He has previously worked with R.J. O'BRIEN SECURITIES, LLC, NEWEDGE USA, LLC, and ING SECURITIES & OPTIONS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/10/2014 - Present
Marex Capital Markets Inc. (Chicago IL)
IL
01/20/2012 - 01/16/2013
R.J. O'BRIEN SECURITIES, LLC (CHICAGO IL)
IL
03/12/2001 - 03/03/2011
NEWEDGE USA, LLC (CHICAGO IL)
NY
06/06/2000 - 03/09/2001
ING SECURITIES & OPTIONS (NEW YORK NY)
BC
Issued 10/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/24/1998
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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