Invested Better
Unclaimed

Unclaimed

Unclaimed

Dennis Michael Wenzel

Marex Capital Markets Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dennis? Claim Your Profile

About Dennis Michael Wenzel

Dennis Michael Wenzel is a financial advisor with Marex Capital Markets Inc. in Chicago, Illinois. Dennis has been in the industry since February 16, 2003. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, Series 30, and Series 63 licenses. He has previously worked with R.J. O'BRIEN SECURITIES, LLC, NEWEDGE USA, LLC, and ING SECURITIES & OPTIONS.

Firm Information

Dennis Wenzel is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dennis Wenzel’s Registration & Firm History

IL

11/10/2014 - Present

Marex Capital Markets Inc. (Chicago IL)

IL

01/20/2012 - 01/16/2013

R.J. O'BRIEN SECURITIES, LLC (CHICAGO IL)

IL

03/12/2001 - 03/03/2011

NEWEDGE USA, LLC (CHICAGO IL)

NY

06/06/2000 - 03/09/2001

ING SECURITIES & OPTIONS (NEW YORK NY)

Not sure if Dennis Michael Wenzel is right for you?

Licenses & Designations

BC

Issued 10/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2010

Series 24 - General Securities Principal Examination

BC

Issued 09/24/1998

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Dennis Michael Wenzel.
Not sure if Dennis Michael Wenzel is right for you?