Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Sullivan is a financial advisor with over 23 years of experience. Sullivan is currently registered with Raymond James Financial Services Advisors, Inc. Sullivan has been a registered representative with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Long Grove Trading Co.. Sullivan has passed the Series 7, Series 63, Series 65, and SIE exams. Sullivan specializes in providing financial advice to individuals, businesses, corporations, high net worth individuals, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/19/2022 - Present
Raymond James Financial Services Advisors, Inc. (NAPLES FL)
FL
02/13/2013 - 09/25/2017
RAYMOND JAMES & ASSOCIATES, INC. (NAPLES FL)
FL
04/07/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NAPLES FL)
FL
02/21/2006 - 04/20/2006
CITIGROUP GLOBAL MARKETS INC. (NAPLES FL)
MD
07/28/1999 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
01/13/1999 - 07/26/1999
LONG GROVE TRADING CO. (BOSTON MA)
IA
Issued 04/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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