Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Michael Spratt is a financial advisor with over 38 years of experience in the financial services industry. Dennis is currently registered with Cambridge Investment Research Advisors, Inc. in Kansas and Texas. Dennis has a wide range of experience, having worked at various firms over the years, including G.R. Phelps & Co., Inc., Primeline Securities Corp., Manequity, Inc., Equity Services, Inc., Royal Alliance Associates, Inc., Geneos Wealth Management, Inc. and Wealth Management Group of KC, Inc.. Dennis is also a Chartered Financial Consultant. Dennis provides financial planning, portfolio management for individuals and businesses, pension consulting, and market timing services. Dennis is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
11/06/2020 - Present
Cambridge Investment Research Advisors, Inc. (Overland Park KS)
KS
09/01/2009 - 11/10/2020
GENEOS WEALTH MANAGEMENT, INC. (OVERLAND PARK KS)
KS
03/25/1996 - 09/01/2009
ROYAL ALLIANCE ASSOCIATES, INC. (OVERLAND PARK KS)
VT
04/20/1994 - 03/18/1996
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
09/24/1992 - 02/06/1995
MANEQUITY, INC. (BOSTON MA)
NA
05/20/1991 - 04/01/1994
G. R. PHELPS & CO., INC.
KS
11/15/1989 - 05/28/1991
PRIMELINE SECURITIES CORP. (WICHITA KS)
NA
09/28/1982 - 11/16/1989
G. R. PHELPS & CO., INC.
IA
Issued 07/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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