Unclaimed
Dennis Rosa is a financial advisor registered with Fidelity Brokerage Services LLC. Dennis is a licensed Securities Agent. Dennis has been in the securities industry for 1 year. Dennis has passed the Series 7, Series 63, and SIE exams. Dennis is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/28/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 03/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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