Unclaimed
Dennis Michael Richardson is a financial advisor with over 20 years of experience in the industry. Dennis is currently registered with Ameriprise Financial Services, LLC, and serves clients from the Fenton, MI office. Prior to joining Ameriprise, Dennis was affiliated with CETERA INVESTMENT SERVICES LLC, CHASE INVESTMENT SERVICES CORP., and BANC ONE SECURITIES CORPORATION. Dennis has earned the Series 6, Series 63 and SIE licenses. Dennis is a highly qualified financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
05/05/2023 - Present
Ameriprise Financial Services, LLC (Fenton MI)
MI
01/04/2006 - 05/05/2023
CETERA INVESTMENT SERVICES LLC (FENTON MI)
IL
07/06/2005 - 11/21/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
05/15/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 04/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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