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Dennis Michael Patrick

Prudential Annuities Distributors, Inc.

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About Dennis Michael Patrick

Dennis Michael Patrick is a financial professional with over 20 years of experience in the financial services industry. Dennis is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Dennis has previously held positions with P.J. ROBB VARIABLE CORPORATION, PRUCO SECURITIES, LLC., JEFFERSON PILOT SECURITIES CORPORATION, and NEW ENGLAND SECURITIES. Dennis holds FINRA Series 6, 7, 26, 63, and 65 licenses. Dennis is also registered in several states, including California, Florida, Georgia, South Carolina, South Dakota, and Tennessee.

Firm Information

Dennis Patrick is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Patrick’s Registration & Firm History

CT

10/11/2021 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

CO

10/15/2019 - 09/28/2021

P.J. ROBB VARIABLE CORPORATION (Lakewood CO)

NJ

05/20/2011 - 03/29/2019

PRUCO SECURITIES, LLC. (NEWARK NJ)

SC

09/01/2004 - 09/29/2008

PRUCO SECURITIES, LLC. (MT. PLEASANT SC)

IN

03/11/2004 - 08/25/2004

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

NY

01/10/2000 - 01/07/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

NJ

11/13/1997 - 12/20/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/23/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/09/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/07/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/24/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Michael Patrick.
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