Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Oliva is an active investment advisor representative, registered in Florida and Texas. Dennis has been in the financial services industry since June 13, 2011. Dennis is currently employed by LPL Financial LLC in Naples, FL and has previous experience at Ameriprise Financial Services, LLC, Morgan Stanley, and Wells Fargo Advisors, LLC. Dennis is licensed to sell securities in Florida, Illinois, Minnesota, South Carolina, Texas, and Wyoming. Dennis holds the Series 7 and Series 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/13/2024 - Present
LPL Financial LLC (NAPLES FL)
FL
04/18/2023 - 02/21/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Naples FL)
FL
03/24/2016 - 04/10/2023
MORGAN STANLEY (Naples FL)
FL
06/07/2011 - 03/28/2016
WELLS FARGO ADVISORS, LLC (FORT MYERS FL)
BOTH
Issued 06/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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