Unclaimed
Dennis Michael O'Brien is a registered representative with Spire Securities, LLC in McLean, Virginia. Dennis has been in the industry since October 17, 2022. Dennis holds the Series 7TO and Series 63 licenses and the Securities Industry Essentials (SIE) exam. Dennis is licensed in Virginia and has previously been registered with Signature Estate Securities, LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
06/12/2024 - Present
Spire Securities, LLC (MCLEAN VA)
VA
11/01/2023 - 05/22/2024
SIGNATURE ESTATE SECURITIES, LLC (Tysons VA)
NC
09/28/2022 - 11/06/2023
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 10/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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