Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Newman has been a registered professional in the securities industry since November 1995. Dennis has a background in various financial roles with a strong focus on trading and operations. Dennis is currently registered with First Brokers Securities LLC and has been with the firm since 1999. Previously, Dennis worked at Garban Corporates LLC. Dennis is licensed in New York and New Jersey and holds a variety of securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
05/03/1999 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
NY
11/16/1995 - 04/28/1999
GARBAN CORPORATES LLC (NEW YORK NY)
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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