Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis McDaniel has been in the financial services industry since July 20, 1999. Dennis is currently registered with Cetera Advisor Networks LLC in Farmington, NM. Previously, Dennis has worked with Allstate Financial Services, LLC, American General Securities Incorporated, United Securities Alliance, Inc., Woodbury Financial Services, Inc. and WMA Securities, Inc. Dennis is licensed to sell securities in Arizona, Colorado, Kansas, Nevada, New Mexico, Oklahoma, Texas and Virginia. Dennis holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
04/11/2023 - Present
Cetera Advisor Networks LLC (FARMINGTON NM)
NM
05/27/2005 - 03/16/2023
ALLSTATE FINANCIAL SERVICES, LLC (Farmington NM)
AZ
05/27/2003 - 12/31/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
CO
10/31/2001 - 05/08/2003
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
MN
03/09/2000 - 10/09/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
12/17/1998 - 03/02/2000
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 09/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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