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Dennis Michael Martin

Colliers Securities LLC

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About Dennis Michael Martin

Dennis Martin is an investment advisor representative registered with Colliers Securities LLC. Dennis has been in the securities industry since August 1990. Dennis is also an Investment Adviser Representative with Colliers Securities LLC. The advisor's office is in Mitchell, South Dakota and is a branch office of Colliers Securities LLC.

Firm Information

Dennis Martin is currently registered with Colliers Securities LLC. Colliers Securities LLC is a Limited Liability Company formed in 1997 and headquartered in Minneapolis, Minnesota. The firm provides a wide range of advisory services, including portfolio management for individuals and selection of other advisers. With over 84 registered representatives, Colliers Securities manages approximately $262,622,768 in regulatory assets under management, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm participates in wrap fee programs and is registered with the SEC and in all 50 states plus the District of Columbia and Puerto Rico.
Colliers Securities LLC

90 SOUTH SEVENTH STREET

MINNEAPOLIS, MN 55402-4108

$262.62M

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Martin’s Registration & Firm History

SD

09/11/2020 - Present

Colliers Securities LLC (Mitchell SD)

SD

01/01/2008 - 09/29/2014

WELLS FARGO ADVISORS, LLC (MITCHELL SD)

SD

11/02/1990 - 01/03/2008

A. G. EDWARDS & SONS, INC. (MITCHELL SD)

MN

08/28/1990 - 11/09/1990

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 02/16/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/04/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/23/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Dennis Michael Martin. Review regulatory record here.
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