Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Lomax is an investment advisor representative at Cetera Investment Advisers LLC. Dennis has been working in the financial industry since 1989 and holds a Series 63, 66 and 24 license. Dennis is registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (Lighthouse Point FL)
FL
07/15/2005 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (LIGHTHOUSE POINT FL)
MO
07/29/1997 - 07/15/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NJ
04/17/1996 - 07/17/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
MO
08/01/1994 - 04/19/1996
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
04/18/1989 - 08/04/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 10/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/5/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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