Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Michael Kinghorn is a financial advisor with over 26 years of experience in the industry. Dennis has a strong track record of helping clients achieve their financial goals. Dennis is currently registered with Osaic Institutions, Inc., a firm that provides a wide range of financial services. Dennis is also registered with FINRA and the state of Maine. Dennis holds the Series 6, 7, and 66 licenses. Dennis specializes in retirement planning, investment management, and financial planning. Dennis has experience working with a variety of clients, including individuals, families, businesses, and charities. Dennis has a strong commitment to providing excellent customer service and helping clients make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ME
01/21/2010 - Present
Osaic Institutions, Inc. (MILLBRIDGE ME)
ME
04/15/2008 - 01/08/2010
LPL FINANCIAL CORPORATION (ELLSWORTH ME)
ME
01/22/2004 - 04/18/2008
UVEST FINANCIAL SERVICES GROUP, INC. (ELLSWORTH ME)
MO
03/28/2002 - 01/06/2004
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NY
01/07/2000 - 03/21/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
03/07/1996 - 11/23/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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