Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Michael Hellwig is a financial professional with over 30 years of experience in the financial services industry. Dennis has a broad range of experience, having worked for firms such as Wells Fargo Advisors, LLC, Prudential Securities Incorporated, UBS PaineWebber Inc. and Oppenheimer & Co., Inc. Dennis currently works at Cetera Investment Advisers LLC and is registered to provide investment advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/30/2025 - Present
Cetera Investment Advisers LLC (Houston TX)
NY
07/01/2003 - 10/22/2009
WELLS FARGO ADVISORS, LLC (SARATOGA SPRINGS NY)
NY
04/06/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/03/1997 - 04/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/20/1993 - 01/22/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
11/02/1990 - 08/25/1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
IA
Issued 11/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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