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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Harrison is a financial advisor at Wells Fargo Clearing Services, LLC, with over 25 years of experience in the financial services industry. Dennis has been registered with the Securities and Exchange Commission (SEC) since 1996 and has held licenses with several firms. He is currently registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative and Investment Advisor Representative. Dennis holds the Series 6, 7, 63 and 65 licenses and the SIE exam. Dennis specializes in providing financial advice to individuals, families, and businesses. He is committed to helping clients reach their financial goals through a personalized approach that considers their individual circumstances.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/09/2015 - Present
Wells Fargo Clearing Services, LLC (CUMMING GA)
GA
06/01/2009 - 05/29/2014
MORGAN STANLEY (ATLANTA GA)
GA
01/22/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
NY
02/26/1996 - 02/17/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
02/26/1996 - 02/17/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
08/16/1983 - 03/09/1984
WADDELL & REED, INC.
IA
Issued 04/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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