Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Curran is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Morristown, New Jersey. Dennis has been in the financial industry for over 30 years. Prior to joining Stifel, Nicolaus & Company, Inc., Dennis worked for a number of financial institutions, including Keefe, Bruyette & Woods, Inc., Tucker Anthony Incorporated, and Gibraltar Securities Co. Dennis has a strong background in municipal securities and has held Series 53, Series 24, Series 7, and Series 63 licenses. Dennis is a registered representative in several states including California, Indiana, Nevada, New Jersey, New York, Ohio, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/15/2013 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NY
04/08/2002 - 02/27/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
MA
09/01/1999 - 12/31/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
07/28/1993 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NY
10/12/1991 - 07/20/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
12/10/1990 - 10/17/1991
JOSEPHTHAL & CO., INC.
NY
12/23/1986 - 12/22/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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