Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Cunningham is a financial advisor with over 40 years of experience in the industry. Dennis is currently registered with Wells Fargo Clearing Services, LLC. Dennis has been serving clients since 2009 and has a strong background in providing financial planning and investment management services. Dennis has held various roles in the financial services industry, including roles at Prudential Securities Incorporated, E. F. Hutton & Company Inc, Merrill Lynch, Pierce, Fenner & Smith, Inc., and Edwards & Hanly. Dennis has a deep understanding of the financial markets and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/12/2021 - Present
Wells Fargo Clearing Services, LLC (WOODBURY NY)
NY
07/10/1987 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/28/1977 - 07/29/1987
E. F. HUTTON & COMPANY INC
NA
07/14/1975 - 01/09/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
01/04/1973 - 08/19/1975
EDWARDS & HANLY
IA
Issued 10/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1978
PC - AMEX Put and Call Exam
BC
Issued 12/28/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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