Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Cornell is a financial professional with over 20 years of experience in the securities industry. Dennis is currently registered with Apollo Global Securities, LLC in New York. Previously, Dennis has worked with MOELIS & COMPANY LLC, MORGAN STANLEY & CO. LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Dennis holds several licenses and certifications including Series 7, Series 24, Series 63, Series 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/11/2022 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
03/25/2020 - 01/03/2022
MOELIS & COMPANY LLC (NEW YORK NY)
NY
04/08/2000 - 03/12/2020
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
01/07/2000 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Cornell is the right advisor for you? Invested Better is here to help.
