Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Conroy is a Financial Advisor with over 20 years of experience in the financial services industry. Dennis holds Series 7, 24, 27, 99, and SIE licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2008. Dennis is currently employed by MTS Securities, LLC and is licensed to provide financial services in New York. Dennis has previously worked for several other financial institutions, including Rice Financial Products Company and Prime Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/29/2013 - Present
MTS Securities, LLC (NEW YORK NY)
NY
08/22/2008 - 05/01/2013
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
NY
07/30/1999 - 01/14/2008
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
07/24/2003 - 03/01/2004
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
BC
Issued 05/11/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/08/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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