Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Michael Clapp is a financial advisor registered with J.P. Morgan Securities LLC. Dennis has over 13 years of experience in the financial services industry. Dennis is a Certified Financial Planner. Dennis is currently registered with the state of California and Texas, and previously held registrations in 51 other states, Dennis has a wide range of experience and expertise, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
02/23/2023 - Present
J.p. Morgan Securities LLC (Westlake Village CA)
CA
10/19/2016 - 01/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE VILLAGE CA)
CA
07/08/2013 - 10/26/2016
WELLS FARGO ADVISORS, LLC (WESTLAKE VILLAGE CA)
CA
01/03/2011 - 01/17/2012
WELLS FARGO ADVISORS, LLC (STUDIO CITY CA)
CA
01/14/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ENCINO CA)
CA
05/02/2008 - 09/10/2008
ASSENT LLC (LOS ANGELES CA)
IA
Issued 03/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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