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Dennis Michael Bavin

Park Avenue Securities LLC

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About Dennis Michael Bavin

Dennis Michael Bavin is a financial professional with over 15 years of experience in the financial services industry. Dennis has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses. Dennis is currently registered with Park Avenue Securities LLC. Prior to joining Park Avenue Securities LLC, Dennis held positions at MML Investors Services, LLC, and AXA Advisors, LLC. Dennis is committed to building long-term relationships with his clients and helping them achieve their financial goals.

Firm Information

Dennis Bavin is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Bavin’s Registration & Firm History

CA

03/26/2024 - Present

Park Avenue Securities LLC (SAN DIEGO CA)

CA

03/03/2021 - 03/16/2023

MML INVESTORS SERVICES, LLC (LA JOLLA CA)

CA

06/29/2017 - 03/01/2019

AXA ADVISORS, LLC (SAN DIEGO CA)

CA

06/18/2008 - 04/13/2016

AXA ADVISORS, LLC (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 07/16/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 18 public disclosures for Dennis Michael Bavin. Review regulatory record here.
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