Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Azary has been in the financial services industry since August 16, 2000, and currently holds his licenses with Third Lake Associates, LLC, and Finalis Securities LLC. Dennis has held numerous prior roles with GRAFINE CAPITAL PARTNERS LLC, GROWTH CAPITAL SERVICES, INC., NEIGHBORLY SECURITIES, MERCURY SECURITIES, LLC, LIBERTY GROUP, LLC, US CAPITAL GLOBAL SECURITIES, LLC, BELVEDERE GLOBAL INVESTORS LLC, 280 SECURITIES LLC, SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK, XAMBALA CAPITAL, LLC, SCENIC ADVISEMENT, DECKER & CO, LLC, VIANT CAPITAL LLC, LOYAL3 SECURITIES INC., WREN CAPITAL, LLC, VWM INSURANCE SERVICES, LLC, DRJ CAPITAL ADVISORS, LLC, INTERNET SECURITIES, W.R. HAMBRECHT + CO., LLC, WINDFALL SECURITIES LLC, WATERHOUSE SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, PAINEWEBBER INCORPORATED, and PRIME CHARTER LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/19/2024 - Present
Third Lake Associates, LLC (TAMPA FL)
NY
05/18/2022 - 08/21/2024
GRAFINE CAPITAL PARTNERS LLC (New York NY)
DE
05/04/2012 - 02/08/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
CA
05/03/2016 - 08/16/2019
NEIGHBORLY SECURITIES (San Francisco CA)
CA
06/11/2016 - 06/19/2018
MERCURY SECURITIES, LLC (NOVATO CA)
CA
09/06/2016 - 06/15/2018
LIBERTY GROUP, LLC (OAKLAND CA)
CA
11/17/2014 - 05/14/2018
US CAPITAL GLOBAL SECURITIES, LLC (San Francisco CA)
CA
04/01/2016 - 08/28/2017
BELVEDERE GLOBAL INVESTORS LLC (TIBURON CA)
CA
05/01/2017 - 08/01/2017
280 SECURITIES LLC (SAN FRANCISCO CA)
CA
06/20/2012 - 09/22/2016
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK (SAN FRANCISCO CA)
CA
08/18/2015 - 02/02/2016
XAMBALA CAPITAL, LLC (SUNNYVALE CA)
CA
08/15/2014 - 12/23/2015
SCENIC ADVISEMENT (san francisco CA)
CA
03/07/2014 - 05/13/2015
DECKER & CO, LLC (MENLO PARK CA)
CA
02/15/2012 - 04/08/2015
VIANT CAPITAL LLC (SAN FRANCISCO CA)
CA
04/07/2014 - 06/09/2014
LOYAL3 SECURITIES INC. (SAN FRANCISCO CA)
CA
10/20/2011 - 01/06/2014
WREN CAPITAL, LLC (SAN FRANCISCO CA)
CA
01/23/2012 - 12/19/2013
VWM INSURANCE SERVICES, LLC (SAN FRANCISCO CA)
CA
07/26/2012 - 08/09/2013
DRJ CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
CA
01/12/2012 - 04/02/2012
INTERNET SECURITIES (OAKLAND CA)
CA
01/18/2005 - 01/09/2012
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
08/25/2011 - 01/03/2012
WINDFALL SECURITIES LLC (SAN FRANCISCO CA)
NE
05/26/1995 - 09/17/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
05/05/1994 - 10/26/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/15/1993 - 04/29/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/07/1993 - 10/08/1993
PRIME CHARTER LTD. (NEW YORK NY)
BC
Issued 05/11/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/02/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/21/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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